HARD
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
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Bank owned mutual funds are supervised by:
(a)SEBI -
(b)RBI
(c)Jointly by SEBI & RBI
(d)AMFI
(e)None of the above

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Important Questions on Mutual Funds
HARD
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
The first level regulator of AMC is:

MEDIUM
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
As per SEBI guidelines, a due diligence certificate is NOT:

MEDIUM
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
For a scheme to be able to change its fundamental attributes, the fund managers must obtain the consent of_____.

MEDIUM
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
SEBI does not require the following to be included in the offer document issued by a mutual fund:

HARD
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
Mutual funds do not justify the need for paying commission to agents when the investors skip out of the scheme before a specified period. In India this practice is adopted by:

MEDIUM
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
An aggrieved unit-holder of a mutual fund can sue _____.

MEDIUM
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
If a charitable trust approach a distributor with an application for investment in a mutual fund, the distributor should:

MEDIUM
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
The AMFI code of ethics does not cover the following prescriptions:
