MEDIUM
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
Earn 100

The custodian of a mutual fund:
(a)is appointed for safekeeping of securities
(b)need not be an entity independent of the sponsors
(c)not required to be receive deliveries with SEBI
(d)does not give or receive deliveries of physical securities
(e)none of the above

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Important Questions on Mutual Funds
MEDIUM
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
The Mutual fund is constituted as:

HARD
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
Bank owned mutual funds are supervised by:

HARD
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
The first level regulator of AMC is:

MEDIUM
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
As per SEBI guidelines, a due diligence certificate is NOT:

MEDIUM
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
For a scheme to be able to change its fundamental attributes, the fund managers must obtain the consent of_____.

MEDIUM
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
SEBI does not require the following to be included in the offer document issued by a mutual fund:

HARD
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
Mutual funds do not justify the need for paying commission to agents when the investors skip out of the scheme before a specified period. In India this practice is adopted by:

MEDIUM
Bihar Cooperative Bank Assistant Manager Mains
IMPORTANT
An aggrieved unit-holder of a mutual fund can sue _____.
