MEDIUM
Earn 100

Which of the following is the financial regulators body in India?

  1. SEBI
  2. RBI
  3. CONSOB
  4. PFRDA
  5. IRDI

50% studentsanswered this correctly

Important Questions on Regulatory Bodies

MEDIUM
The headquarters of the Small Industries Development Bank of India (SIDBI) is located in _____.
MEDIUM
As per the Securities Contracts (Regulation) Act, 1956, where a recognised stock exchange refuses to list the securities of any public company, time period for filing appeal is _______days from the date of refusal.
MEDIUM
Which is the principal institution for promotion, financing and development of small scale industries in the country?
MEDIUM
What is the maximum number of vehicles that a borrower should have so that the financing bank may get refinance from SIDBI?
MEDIUM
Which of the following organisations is established mainly to promote the Micro Small and Medium industrial sector in India?
MEDIUM
As per SEBI Regulations, a member of the company has right to obtain copies of balance sheet and auditor's report. In case of default in complying, the company shall be liable for a penalty of______?
MEDIUM

What are the main functions performed by the IRDAI?

MEDIUM
As per SEBI Regulations 1993, Capital adequacy for Underwriter must have a minimum net worth of Rs. ________lakhs.
EASY
Provisions related to compounding offences are contained in _____ of SEBI Act, 1992.
EASY
Which of the following statements is correct regarding SIDBI?
(1) It has been separated from IDBI and is not an independent unit.
(2) It has its assets base of more than ₹ 16000 crores.
(3) It is one of the 10 largest Development Banks of the world.
EASY
In2018 , SEBI made amendments in Listing Obligations and Disclosure Requirements (LODR) Regulations in order to adopt which committee's recommendations?
HARD
Which of the following organization is made specifically responsible for empowering micro, small and medium enterprises in India?
EASY
The provisions related to registration of Research Analyst are provided under_______
EASY
Which of the following is a function of SIDBI?
(1) Discounting and rediscounting of bills of exchange drawn on the basis of sale of machines manufactured by small industrial units.
(2) Direct loan arrangement for export financing with regard to export of goods manufactured by small industrial units.
(3) Technical, legal and administrative assistance to small and large industries.
EASY
Financial security kept by non-financial corporations is _____.
MEDIUM
As per Securities Contracts regulation 2012, the shareholding of a stock exchange shall be not more than ______ % in total by an individual resident outside India.