EASY
Earn 100

Which of the following was not a function of the Securities Exchange Board of India?
(a)Investor protection
(b)Underwriting new capital issues
(c)Promotion of efficient services by brokers
(d)Ensuring fair practices by companies

50% studentsanswered this correctly
Important Questions on Financial System
EASY
Public deposit matures and claimed but remains unpaid, penal interest will be-

EASY
What is/are the roles of regulatory bodies in financial sector?

HARD
Which Act has to be followed by Companies for the Listing of Securities?

HARD
RBI constituted committee under the championship of _____ to review the Ombudsman Scheme on th January .

EASY
What is/are the functions of the regulatory bodies in India?

EASY
If the employer is a company other than a banking company. The deduction will be allowed under 3rd schedule is while determining available surplus_____% of its reserves shown in the B/S at the commencement of the accounting year.

EASY
Who amongst the following is the regulator in the financial system of the country?

EASY
In case the policyholder is not satisfied with the policy, he/she return the policy within the free book period i.e. within _____ of receiving the policy document.

EASY
The Reserve Bank of India is managed by:

HARD
Which of the following entities cannot tap the bond market?
A. Unlisted Real estate investment trusts.
B. Unlisted Infrastructure investment trusts.
C. Listed Infrastructure investment trusts.

EASY
G. Padmanabhan committee was appointed by RBI to give the recommendation on which of the following issues:

EASY
SEBI was given legal status in the year:

EASY
M.M. Obtained, the incorporation on Jan 1, 1993 and C.C.B on June 1, 1993. The earliest date on which it can hold the statutory meeting is_____.

EASY
Which of the following is not a function of the Commercial Banks?

EASY
The financial regulator regulates the financial services industry including:

EASY
Cotyledons are also called-

MEDIUM
SEBI authorisation is required in which of the following firms?

EASY
RBI authorization is required in which of the following firms?

EASY
Gilt-edged market deals in:

